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Term of the Day

Natural history study

A natural history study is a preplanned observational study intended to track the course of a disease over time, identifying demographic, genetic, environmental and other variables that correlate with its development and outcomes in the absence of intervention, or under standard of care. Designs may be retrospective (chart review of existing records) or prospective (longitudinal follow-up of a cohort or registry).

Natural history data is particularly important in rare and paediatric diseases, where randomised placebo-controlled trials may be infeasible or unethical. The FDA (guidance on rare disease natural history studies, 2019) and the EMA accept well-designed natural history studies to define endpoints and biomarkers, identify patient subgroups, estimate sample sizes and, in some cases, serve as external or historical control arms for single-arm trials supporting orphan products.

Because they are non-interventional, natural history studies fall outside the CTR and are governed by national law (for example France's MR-003 or MR-004 reference methodologies) and by the GDPR. They typically involve secondary use of medical records, long-term follow-up, genetic data and small populations in which anonymisation is rarely achievable, so pseudonymisation, a DPIA and a robust research legal basis under Art. 9(2)(j) are essential. Registries maintained by patient organisations or academic consortia raise additional questions of joint controllership and data access governance.

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Pseudonymisation

Pseudonymisation means the processing of personal data in such a manner that the personal data can no longer be attributed to a specific data subject without the use of additional information, provided that such additional information is kept separately and is subject to technical and organisational measures to ensure that the personal data are not attributed to an identified or identifiable natural person (Art. 4(5) GDPR). In a clinical trial, replacing a participant's name with a subject number while the investigator keeps the enrolment log is the archetypal example; the coding of samples and images works the same way.

Pseudonymisation is a security and risk-reduction measure expressly encouraged by the GDPR (Art. 25, 32 and 89), but it does not take data outside the Regulation. Recital 26 states that pseudonymised data which could be attributed to a person by the use of additional information remains personal data, and the EDPB Guidelines 01/2025 confirm this even where the recipient of the data cannot itself access the key. The concept is therefore fundamentally different from anonymisation, which is irreversible, and from de-identification under HIPAA, which follows a prescriptive US standard.

Effective pseudonymisation depends on design choices that should be documented in the DPIA: who holds the key and under what controls; whether pseudonyms are random codes or keyed hashes; how indirect identifiers such as full dates of birth, rare diagnoses or free text are handled; and how the pseudonymisation domain is defined so that datasets shared with different recipients cannot be linked. Well-designed pseudonymisation lowers risk scores, supports the compatibility of secondary use under Art. 89 and serves as a supplementary measure for international transfers.