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Term of the Day

Natural history study

A natural history study is a preplanned observational study intended to track the course of a disease over time, identifying demographic, genetic, environmental and other variables that correlate with its development and outcomes in the absence of intervention, or under standard of care. Designs may be retrospective (chart review of existing records) or prospective (longitudinal follow-up of a cohort or registry).

Natural history data is particularly important in rare and paediatric diseases, where randomised placebo-controlled trials may be infeasible or unethical. The FDA (guidance on rare disease natural history studies, 2019) and the EMA accept well-designed natural history studies to define endpoints and biomarkers, identify patient subgroups, estimate sample sizes and, in some cases, serve as external or historical control arms for single-arm trials supporting orphan products.

Because they are non-interventional, natural history studies fall outside the CTR and are governed by national law (for example France's MR-003 or MR-004 reference methodologies) and by the GDPR. They typically involve secondary use of medical records, long-term follow-up, genetic data and small populations in which anonymisation is rarely achievable, so pseudonymisation, a DPIA and a robust research legal basis under Art. 9(2)(j) are essential. Registries maintained by patient organisations or academic consortia raise additional questions of joint controllership and data access governance.

O

Observational study

An observational study is a type of clinical research in which investigators assess health outcomes in groups of participants without assigning an intervention: treatment, if any, follows normal clinical practice and the decision to prescribe is independent of the decision to include the patient in the study. Main designs are cohort studies (following exposed and unexposed groups forward), case-control studies (comparing exposure histories of people with and without an outcome) and cross-sectional studies (measuring exposure and outcome at one point in time). Registries and natural history studies are observational.

In the EU, observational studies of medicinal products are non-interventional studies falling outside the Clinical Trials Regulation and governed by national law and, for post-authorisation safety studies (PASS), by the pharmacovigilance legislation and the EMA's GVP Module VIII. They are a major source of real-world evidence for regulators, HTA bodies and payers, and are increasingly conducted using electronic health records, claims databases and health data warehouses.

Observational studies process health data, frequently through secondary use of existing records without direct contact with patients. Under the GDPR this requires a research legal basis (Art. 6(1)(e) or (f) with Art. 9(2)(j)), appropriate safeguards under Art. 89, and attention to the information duty under Art. 14, which may be fulfilled through general notices where individual information is impossible or disproportionate. National frameworks such as France's MR-004 (studies not involving the individual) set specific conditions, and the European Health Data Space will provide a harmonised access route from 2029.